A Note on the Current State of Humanities Scholarship
by Jerome McGann
A widespread malaise has been notable in our discipline
for more than a decade, particularly among those heavily invested in
humanities research education. One of the sources of this malaise—it
has many—was addressed in a special letter sent to the members of the
MLA in May 2002 by Stephen Greenblatt, the organization's president.
Greenblatt pointed to publishing conditions that make it difficult or
even impossible for young scholars to meet current standards for tenure
in research departments of literature. He called the problem,
correctly, a systemic one. For many years, a network of relations
has bound together the work of scholarship, academic appointment, and
paper-based—in particular, university press—publishing. This network
has been breaking up, or down, for many years, and the pace of its
unraveling has recently accelerated. In a grotesque inversion of our
most basic goals, near-term economics, not long-term scholarship, has
been a serious factor in humanities research for some time. Just try to
find a publisher for primary documentary materials or for any basic
research that doesn't come labeled for immediate consumption—sell this
by such and such a date, before it spoils.
Do you see a digital savior waiting to descend? Do
you think I see this redeemer? Well, I don't. But because these broad
institutional problems intersect with the emergence of digital
technology, we won't usefully address the former unless we come to
terms with the latter.
Consider this. For as long as I've been an educator
a system of apartheid has marked literary and cultural studies. On one
hand, we have editing and textual studies, on the other, theory and
interpretation. I don't have to tell you which of these two classes of
work has been regarded as menial if somehow also necessary. And like
any system of apartheid, both groups have been corrupted by it. As Don
McKenzie once remarked, material culture is never more grossly
perceived than it is by theoreticians, whose ideas tend to remove them
from base contacts with the physical objects that code and comprise
material culture. As he went on to remark, the gross theoretician met
his match in the myopic scholar, who gets lost in the forest by
trancing on the bark of the trees.
When I describe our recent educational history in
these terms, I am sometimes suspected of fellow-traveling with a cadre
of moralizers and educational instrumentalists. But, remember, Bennett,
Bloom, DeSousa, and Lynne Cheney are not enemies of theory or
interpretation; they are simply strict constructionists in a field
where Cornell West, Catharine Stimpson, Edward Said, and Stanley Fish
have been looking to broaden our ancient ideal of liberal
education. Seeing the educational history of the past fifteen or
twenty years in terms of the celebrated struggles between these groups
has obscured our view of an educational emergency now grown acute with
the proliferation of digital technology.
Let me make a forecast: In the next fifty years the
entirety of our inherited archive of cultural works will have to be
reedited within a network of digital storage, access, and
dissemination. This system, which is already under development, is
transnational and transcultural. Let's say this prophecy is true. Now
ask yourself these questions: Who is carrying out this work, who will
do it, and who should do it? These turn to sobering queries when we
reflect on the recent history of higher education in the United States.
Just when we will be needing young people well-trained in the histories
of textual transmission and the theory and practice of scholarly method
and editing, our universities are seriously unprepared to educate such
persons. Electronic scholarship and editing necessarily draw their
primary models from long-standing philological practices in language
study, textual scholarship, and bibliography. As we know, these three
core disciplines preserve but a ghostly presence in most of our Ph.D.
programs.
Editorial and interpretational projects in digital
forms are now being designed and executed and will proliferate.
Departments of literary study have perhaps the greatest stake in these
momentous events, yet they are—in this country—probably the least
involved. At the April meeting of the editorial board of Critical
Inquiry, not a person in the room seemed to know what TEI was/is (the
Text Encoding Initiative) and how it was/is transforming the entire
core of our work as humanists (for example, the library). We are
laboring today under seriously underfunded intellectual
conditions.
Force of circumstance today calls us to develop
scholarly tools, editorial and hermeneutic, in digital forms. But few
scholars are undertaking such work and the ones that do are, with only
the rare exception, involved in editorial, archival, or linguistic
projects. "The Higher Criticism" remains tied, theoretically and
methodologically, to bibliographical machineries.
Of course the humanities scholar, like everyone
else, sees the explosion of digital textualities and can readily
understand in a general way the import of what is happening. But how
prepared are we to emulate the humanists of the fifteenth century who
were confronted with a similar upheaval of their materials, means, and
modes of knowledge production? Observing the event in our own time,
Sven Birkerts has advised us to a great refusal.
That very bad advice does little justice to the
power and usefulness of the book, which has been our simulation machine
of choice for centuries. Now more than ever we want to study the
complex mechanisms of book technology in order to design digital
environments of comparable sophistication. Think how brilliantly the
bibliographical interface organizes our reflective and perceptual
experience. It can hold large amounts of different kinds of data and
information. At the same time, it sends a clear message that such
materials, however rich and strange, are integrated and negotiable. It
facilitates many ways of passaging and repassaging its materials and of
hyperlinking to related materials in and out of books. It leaves us
free to understand each in our own ways, and it supplies a
bibliographical network ready to receive and feed those diverse
readings back into the emergent discourse field.
Compared with that, contemporary digital interface
design often seems—often is—less help than hindrance. Bibliography and
the sociology of texts are key points of departure for anyone who wants
to understand and design digital environments. Reciprocally, digital
environments expose the bibliographical discourse field in important
new ways. Hypertext, cybertext, ergodic literature: it's true, we have
always already been there in our traditional literary forms and
functions. But the common reader's view of these comparable
technologies is important to remember. People generally think that
digital fields are more complex and dynamic than bibliographical
ones.
That difference in scale, which is both real and
apparent, is important less for its reality than its apparency. I'm not
simply being paradoxical in speaking thus. The information whiteout
pervading digital space signals impoverished interface functions. In
this context we have much to learn from bibliographical design and the
sophisticated information systems to which they are integrated. The
codes of simulation operating through printed works are at once robust
and amazingly flexible. The passage into digital culture should be
made—can only be made, in my opinion—through a reengagement with print
culture. It must and will be so because, like Aeneas passing from Troy
to Latium, we cannot leave our household gods behind. In this move back
to the future we will find ourselves arriving where we started but now
beginning to know that bibliographical place for the first time.
Physicists tell us that a quantum world thunders
silently beyond (or below) our human scale of perception. It is a world
full of contradictions where everything is as it is perceived and so
everything changes depending on where and how and why you choose to
take your observations. In one perspective photons are wave functions,
in another they are particles. It is a world of random order and
disorder. We were only finally able to establish regular contact with
this world after the invention of statistical mathematics. To the end
of his life Einstein disbelieved in the reality of quantum worlds,
maintaining they were nothing more than a set of (more or less useful)
mathematical functions.
Reality or apparition, a quantum order of
bibliographical objects becomes accessible to us through
computerization. I am not speaking about the physico-chemical makeup of
paper objects but of the immense number of dynamic relations and
functions that comprise the discourse field of social texts. We touch
the hem of this garment whenever we open a web browser. The field of
textual relations accessible through that digital device is
statistically significant at a quantum order. People are trying to
build quantum computers precisely to improve controlled access to that
discourse field.
When such computers are built and made stable enough
to be used, history tells us they will have very clumsy interfaces. In
the meantime, we have our hands full trying to design interfaces for
our current digital tools and systems. We must have them in order to
translate the computer's statistical operations into terms that our
embodied minds can seize, understand, and put to human uses. The need
is especially apparent when the database is a bibliographical discourse
field. The interface we have built for The Rossetti Archive is
dismayingly inadequate to the archive's dataset of materials. At
present the archive organizes some 10,000 distinct files, about half of
which are SGML/XML files. When the archive reaches its scheduled
completion date some four years from now, it will have about twice as
many files. Now take those files and
understand that they are interconnected by a set of some 200,000
hyperlinks. Then add to your equation the fact that every SGML/XML text
file is structurally divided in hundreds of ways. Finally, factor in
the specific divisionary instances that comprise any particular file,
which will range from several hundreds to many thousands. I could ask
the server holding the archive to make the actual counts in each case,
but I think you can see the staggering number of possible relationships
that the archive puts into computational play.
Let me close with what is for me—a fetishist of
imaginative writing, especially poetry—the most important moral of this
story: poems and other imaginative kinds of social texts are quantum
fields. Although we have said for a long time that their meanings are
inexhaustible, pursuing a sociologics of textuality in a digital frame
of reference helps us to specify more clearly why and how this is the
case. I do not offer the quantum poem as a useful metaphor but as a
fact about the facts comprising poetic discourse fields—a computable
fact. The implications of that view of social textuality for humanities
studies seem to me considerable. The game of interpretation we are
developing at the University of Virginia, IVANHOE, is an early effort
to work out those implications for a program of what I. A. Richards
called practical criticism. At Virginia we call it Patacriticism,
taking inspiration from Alfred Jarry's remarkable "science of imaginary
solutions." Like Byron's, Jarry's ludic intelligence is no joking
matter. From Ubu and Dr. Faustroll emerges an algorithmic form of
scholarly method that should be seriously entertained (so to say). It
may be the only reliable method for the textual condition we now see
clearly unfolding before us.
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